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March 23, 2023
Since 2000, Rule 10b5-1 plans have been widely used by officers and directors of issuers, who may regularly become aware of material nonpublic information but still wish to purchase or, more typically, to sell shares.
January 3, 2023
Recently Adopted Rules - Pay-Versus-Performance Disclosure Rules. New Item 402(v) of Regulation S-K (โItem 402(v)โ), which sets forth the new pay-versus-performance...
December 28, 2022
On December 14, 2022, the Securities and Exchange Commission adopted final rules amending Rule 10b5-1 under the Securities Exchange Act of 1934, asโฆ
December 28, 2022
First established in 2000, Rule 10b5-1 provides an affirmative defense to insider trading liability if certain conditions are met.
December 27, 2022
On December 14, 2022, the Securities and Exchange Commission adopted final rules amending Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, to impose new conditions to...
December 27, 2022
Securities and Exchange Commission adopted final rules amending Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, to impose new conditions to the availability of the Rule 10b5-1 affirmative defense to insider trading liability.