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The Corporate Transparency Act ("CTA") is a new U.S. federal law requiring most U.S. corporations, LLCs, and other entities, as well as similar non-U.S. entities registered to do business in the U.S...

On July 11, 2023, the U.S. Securities and Exchange Commission announced a settled action involving a registered broker-dealer and its parent company for allegedly failing to file hundreds...

On May 19, 2023, in coordination with the G7 summit in Japan, the U.S. announced new economic sanctions and export controls designed to further restrict the Russian Federation's (Russia)...

A primary purpose of these controls is to inhibit adversaries abroad from obtaining EAR items that they may use for malign purposes.

On April 18, 2023, Matthew Axelrod, Assistant Secretary for Export Enforcement at the Department of Commerce's Bureau of Industry and Security (BIS), issued a memorandum...

Recently, the Department of Commerce issued a memo, emphasizing that "technology protection is a core national security priority" and how companies that choose not to disclose...

On April 18, 2023, the U.S. Department of Commerce Bureau of Industry and Security ("BIS") released a memorandum entitled, "Clarifying Our Policy Regarding Voluntary...

The Corporate Transparency Act (the CTA) is a new federal law that creates significant federal reporting requirements for most US companies

The recent implosion of crypto firm FTX and its affiliates provides a case study for potential crypto exposure under traditional insurance policies in this series of four articles...

FINRA punctuated its annual post-New Year's Report on FINRA's Examination and Risk Monitoring Program (the "Report"), by including a new target category "Financial Crimes."