Order Execution Information News Today

On March 6, the SEC released its long-anticipated adopting release amending Rule 605. Separately, in late February, FINRA issued Regulatory Notice 24-05 discussing new FINRA Rule 6151, ...

On April 11, 2023, the Antitrust Division of the United States Department of Justice (the “DOJ”) issued a public comment on four proposed rules promulgated by the United States...

The Antitrust Division of the Department of Justice issued a public comment on four proposed rules promulgated by the SEC. The DOJ applauded the efforts of the SEC to promote competition. The comment noted the Order Competition Proposal promotes transparency and competition.

SIFMA’s Roundtable will convene representatives from the buy-side, sell-side, exchanges, academics.

Event will convene buy-side, sell-side, exchanges, and academics to examine the recent SEC proposals.

Order Competition Rule would harm competition among trading centers and should be withdrawn.

Firms say regulator has not adequately assessed the cumulative impact on the market or the potential for unintended consequences.

The U.S. Securities and Exchange Commission (SEC or the Commission) proposed amendments on December 14, 2022, to Regulation National Market System (NMS) that, if adopted, would...

By Joe Urban, Managing Director Electronic Trading, Clear Street

On December 14, 2022, the U.S. Securities and Exchange Commission (the "SEC" or "Commission") voted to approve four proposals to modify the trading rules for equities and other securities...