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February 1, 2023
Brokers who specialize in the sale or purchase of private companies ("M&A Brokers") have long been an uncomfortable fit under the rules applying to securities broker-dealers.
April 27, 2022
Yesterday, I discussed the confused characterization of the defendant in Carbon Crest, LLC v. Tencue Productions, LLC, 2022 U.S. Dist. LEXIS 66676.
April 26, 2022
Yesterday, I discussed the confused characterization of the defendant in Carbon Crest, LLC v. Tencue Productions, LLC, 2022 U.S. Dist. LEXIS 66676.  The case is nonetheless a good...
April 26, 2022
Judge William Alsup voided Business Advisory Agreement in Carbon Crest, LLC v. Tencue Productions, LLC because plaintiff lacked a broker license, required under California’s Real Estate Law when selling a business opportunity.