Confusion driving rumours and regulatory misunderstanding
The industry has struggled with breach reporting regulations and much-needed guidance from ASIC will likely remedy that confusion according to compliance experts. But that has been part of a symptom where advisers and licensees are constantly apprehensive about what the regulator will do.
Gabriela Pirana Sean Graham Hayne Royal Commission Recommended Professional Planner Principals Practice Podcast Advice Review
Source: professionalplanner.com.au