FINRA Kicks Off the Holiday Season With a Proposal to Permit the Use of Some Projections and Targeted Returns | Goodwin
FINRA has offered a gift to member firms and fund managers just in time for the holiday season โ but like a new puppy, the gift comes with a lot of responsibility. FINRA filed a...
Limitation On Communications Investment Company Investment Company Act Communications Provided Supplemental Material Projected Performance
Source: jdsupra.com