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March 14, 2022
On February 25, 2022, the Securities and Exchange Commission (the "SEC") proposed Rule 13f-2 and Form SHO under the Securities Exchange Act of 1934 (the "Exchange Act"), ...
March 11, 2022
U.S. Securities Exchange Commission SEC proposed amendments to Form PF and related rule is she confidential reporting form used by advisers to private funds to report information to the SEC and the Financial Stability Oversight Counsel FSOC, Form PF part of Dodd-Frank Act
March 10, 2022
The U.S. Securities and Exchange Commission proposed new rules and amendments to existing rules addressing cybersecurity risk management under the Investment Advisers Act of 1940, as amended and the Investment Company Act of 1940, as amended.
March 10, 2022
The U.S. Securities and Exchange Commission proposed new rules and amendments to existing rules addressing cybersecurity risk management under the Investment Advisers Act of 1940, as amended and the Investment Company Act of 1940, as amended.
March 10, 2022
On February 25, 2022, the Securities and Exchange Commission (SEC) proposed Rule 13f-2 under the Securities Exchange Act of 1934 (the Exchange Act) and the corresponding Form SHO...
March 10, 2022
On 9 February 2022, the U.S. Securities and Exchange Commission (the SEC) proposed new rules and amendments to existing rules (together, the Proposed Rules) addressing cybersecurity...
March 10, 2022
Continuing its active regulatory agenda, the Securities and Exchange Commission on March 9, 2022, proposed new cybersecurity regulations for reporting public companies. Although couched...
March 2, 2022
The U.S. Securities and Exchange Commission (the “SEC”) published on February 9, 2022 a release (the “Proposing Release”) in which it proposed new rules (collectively, the “Proposed...
February 25, 2022
On February 10, 2022, the U.S. Securities and Exchange Commission (the SEC) proposed amendments[1] to the rules governing beneficial ownership reporting under Sections 13(d) and 13(g)...
February 24, 2022
At an open meeting on February 9, 2022, the Securities and Exchange Commission voted three-to-one to propose new and amended rules regarding cybersecurity risk management, cyber...