Page 9 - Proposing Release News Today

On March 28, 2022, the US Securities and Exchange Commission (SEC) proposed rules (Proposing Release) that would require securities market participants that engage in dealer-like...

Proposed Rules would expand regulatory compliance obligations for all investment advisers to private funds, including exempt reporting advisers, foreign private advisers and other investment advisers to private funds that are not otherwise required to register with the SEC.

Regulation M is intended to limit the activities of certain participants in a distribution, which activities may have 
a manipulative effect on the market for the offered security.

On March 22, 2022, the Securities and Exchange Commission (the "SEC" or the "Commission") voted 3-1 to propose rules requiring registrants to provide additional climate-related information...

The Securities and Exchange Commission has proposed long awaited rules which, if adopted, would require domestic and foreign public companies to disclose material climate-related...

On February 9, 2022, the Securities and Exchange Commission (the "Commission") proposed to amend Rule 15c6-1 under the Securities Exchange Act of 1934 to shorten the standard settlement cycle for most broker-dealer transactions ...

The U.S. Securities and Exchange Commission has proposed rules and amendments that would require SEC reporting companies and companies filing registration statements to provide certain...

On March 9, 2022, the Securities and Exchange Commission (“SEC”) voted three-to-one to propose new and amended rules for public companies that are subject to the reporting requirements...

On March 9, 2022, the Securities and Exchange Commission (SEC) proposed rules intended to enhance and standardize public company disclosures regarding cybersecurity risk management,...

On January 26, 2022, the U.S. Securities and Exchange Commission (the “SEC”) proposed amendments to Form PF and related rules (the “Proposed Amendments”) under the Investment Advisers...