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SEC Publishes Chair's Agenda - Finance and Banking

As required by the Regulatory Flexibility Act, the SEC published the Chair's agenda of rulemaking actions identifying rules the agency "expects to consider in the next 12 months that are likely to have a significant economic impact on a substantial number of small entities."
Steven Lofchie Information In Investment Company Ads Division Of Corporate Investment Companies Division Of Trading Division Of Investment Management
Source: mondaq.com

CFTC Provides Leniency and SEC Publishes Reports and Agendas

The CFTC Division of Data issued a no-action letter to provide additional time to comply with amendments to swap data reporting rules. The letter came in response to a request from ISDA indicating that operational issues were affecting market participants' ability.
Division Of Data Investment Companies Division Of Trading Division Of Investment Management Fee Information In Investment Company Ads Office Of Credit Ratings

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