Recordkeeping Rule News Today

As we reported at the time, in summer 2023 the Occupational Safety and Health Administration (OSHA) issued a new final rule amending its occupational injury and illness recordkeeping...

Just over a month ago, the Securities and Exchange Commission (SEC) adopted new rules for venture capital (VC) and other private fund advisers under the Investment Advisers Act of 1940 (Advisers Act).

The U.S. Securities and Exchange Commission (the “SEC”) adopted and published its Final Rule Release IA-6383 under the Investment Advisers Act of 1940 (the “Advisers Act”) on August 23,...

The U.S. Securities and Exchange Commission (SEC) on Aug. 23, 2023, adopted the long-awaited private fund rules (Private Fund Rules) under the Investment Advisers Act of 1940 (Advisers...

On August 23, 2023, the Securities and Exchange Commission (the "SEC") enacted new rules and amendments (the "Final Rules") under the Investment Advisers Act of 1940, as amended (the "Advisers Act")...

On August 23, 2023, the U.S. Securities and Exchange Commission (the "SEC") adopted highly anticipated new rules and amendments (the "Final Rules") under the Investment Advisers Act of 1940

On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) announced the enactment of a series of new and amended rules under the Investment Advisers Act of 1940, as amended...

On August 23, 2023, the U.S. Securities and Exchange Commission (the “SEC”) adopted highly anticipated new rules and amendments (the “Final Rules”) under the Investment Advisers Act of...

Today, the Securities and Exchange Commission adopted new and amended rules under the Investment Advisers Act of 1940, as amended (Final Rules) that will significantly reform the scope...

On February 16, 2023, we circulated a client alert, "SEC Proposes Radical Transformation of Custody Rule Into New Safeguarding Rule,".