Records Rules News Today

Fast, Ad-Free News Updates

Stay updated with breaking news from Records Rules. Real-time updates on events, politics, business and more.

Adani row: Sebi proposes sweeping changes in FPI disclosure norms

May 31, 2023

Sebi has proposed to categorise FPIs in three categories – Low Risk, Moderate Risk and High Risk; aims to enhance disclosure for FPIs that have concentrated holding in a single company or corporate group.

Adani Group Exchange Board Of India Sebi Exchange Board Money Laundering Act Money Laundering Records Rules

Source: businesstoday.in

SEC Proposes Rules for Private Fund Advisers | Alston & Bird

March 9, 2022

Our Investment Management, Trading & Markets Team offers practical takeaways from the Securities and Exchange Commission’s pair of proposed rules that would bring extensive changes to...

Gary Gensler Fund Audit Rule Exchange Commission Discussion Of The Private Fund Adviser Proposal Division Of Examinations Fund Ownership

Source: jdsupra.com

SEC Enforcement Turns Focus To Broker-Dealer Employee Communications On Personal Devices - Corporate/Commercial Law

October 23, 2021

The Securities and Exchange Commission has opened a broad inquiry into how Wall Street banks are keeping track of employees' digital communications, according to an October 11, 2021 Reuters report.

New York United States Columbia University Kelley Changfong Hagen Gurbir Grewal Exchange Commission

Source: mondaq.com

Explore More Categories

World News India News Business Technology Sports Entertainment Health Science

Navigation

Records Rules News Today

Adani row: Sebi proposes sweeping changes in FPI disclosure norms

SEC Proposes Rules for Private Fund Advisers | Alston & Bird

SEC Enforcement Turns Focus To Broker-Dealer Employee Communications On Personal Devices - Corporate/Commercial Law

Explore More Categories