To be or not to be a "non-Rule 10b5-1 trading arrangement" – that is the question! | Nelson Mullins Riley & Scarborough LLP
A “Rule 10b5-1 plan” is intended to satisfy the affirmative defense provided in Rule 10b5-1(c), the rule that provides an affirmative defense to an allegation of having traded on the...
Nelson Mullins Riley Scarborough Nelson Mullins Riley Written Plan Article Eight Uniform Commercial Code Investment Securities
Source: jdsupra.com