FINRA (Finally) Adopts Work-From-Home Supervisory Location Category and Requirements | Goodwin
Firms will be able to treat private residences from which certain supervisory activity is conducted as non-branch offices instead of OSJs. The adoption comes after nearly two years of...
United States Remote Inspection Pilot Program Taping Firm Under Rule Restricted Firm Under Rule American Securities Administrators Association Public Investors Advocate Bar Association
Source: jdsupra.com