Reporting Facility News Today

A host of financial products trade OTC, including stocks, bonds, currencies and various derivatives.

The SEC reopened the comment period on a proposal to amend the current executive compensation disclosure rule, Item 402 of Regulation S-K, to require that companies disclose the relationship between their executive compensation and financial performance.

FINRA established an operative date of April 1, 2022.

Traders Magazine By Phil Mackintosh, Chief Economist, Nasdaq Our industry has seen much discussion about the growth of retail trading since 2019. We have also seen off-exchange trading rising to more than 50% of all shares traded on some days. Let’s take a deeper dive into this subject. Off-exchange growth is mostly wholesalers Looking at the detailed FINRA Trade Reporting Facility (TRF) data, we see that the two factors are almost certainly linked. In Chart 1, we see that the wholesale...