Mutual Fund Trustees Resist Aiding and Abetting Charges
The SEC argues fund trustees assisted a mutual fund in dodging liquidity requirements by not acting to properly classify the assets.
Source: plansponsor.com
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This Week In Securities Litigation (Week of May 8, 2023)
Last week the Commission announced its largest whistleblower award in the history of the program. More rules were also announced, this time regarding…
Hong Kong United States Cedrickd Griffin Carlos Eduardo Reyes Alvarez William Hirschy Joseph Masella
Source: lexology.com