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SEC s Proposed Safeguarding Rule: Concerns About The Scope And Specific Items For Closed-End Fund Managers To Monitor - Securities

Kelley Howes spoke to the Private Equity Law Report about the Securities and Exchange Commission's (SEC) proposed Rule 223-1 under the Investment Advisers Act of 1940 to amend and replace the existing Custody Rule.

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SEC Wants To Expand Custody Rule Scope

Securities and Exchange Commission SEC announced proposed overhaul of custody framework for SEC-registered investment advisers. The proposed reforms would amend and redesignate Rule 206(4)-2 under Investment Advisers Act of 1940, as amended, as Rule 223-1 under Advisers Act.

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SEC Proposes Custody Rule Overhaul With Broad Implications for Investment Advisers, Custodians, and Independent Public Accounting Firms | K&L Gates LLP

On 15 February 2023, the Securities and Exchange Commission (SEC) announced a proposed overhaul of the custody framework for SEC-registered investment advisers (investment advisers)..

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SEC Safeguarding Rule Proposal: What A Crypto Investment Adviser Needs To Know - Fin Tech

On February 15, 2023, the U.S. Securities and Exchange Commission (SEC) released a proposed rule change (the Proposed Rule) redesignating the "custody rule" (i.e., Rule 206(4)-2 of the Investment.

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How the SEC s Proposed New Safeguarding Rule May Impact Private Fund Advisers | Tannenbaum Helpern Syracuse & Hirschtritt LLP

On February 15, 2023, the U.S. Securities and Exchange Commission (“SEC”) issued a proposed rule (the “Proposal”) under the Investment Advisers Act of 1940 (the “Advisers Act”), which.

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