Sec Charges News Today

The Securities and Exchange Commission (SEC) charged auditing firm BF Borgers and its owner, Benjamin F. Borgers, with "massive fraud" for deliberate failures in over 1,500 audits. Despite being hired by Trump Media and Technology Group just 37 days prior, the charges are unrelated to their work for the company. The firm agreed to a $12 million fine, with Benjamin Borgers facing a $2 million fine and both agreeing to permanent suspensions from handling SEC-related matters. The SEC foun...

Lyft has agreed to pay $10 million to settle Securities and Exchange Commission charges it failed to disclose a board members financial interest in a transaction involving the company, the U.S. regulator said on Monday.

The US Securities and Exchange Commission (SEC) has accused blockchain security company Quantstamp of holding an unregistered initial coin offering (ICO) of "crypto asset securities."

The Securities and Exchange Commission today charged Scott A. Miller, his son-in-law Brett M. Bartlett and their companies for fraudulent securities offerings that raised at least $20.

Knights Hospitaller Chivalric Order, buccaneering history, quasi-national status emphasize peculiar status of Malta, possibly why two North Carolina businessmen involved with insurance companies and reinsurance trust selected Malta as site for registered investment adviser.

SEC announced Kraken had settled charges violated securities laws by failing to register offer and sale of crypto asset staking-as-a-service program. To settle charges rather than fight Kraken agreed to pay $30 million in fines and discontinue offering its staking service.

The church has a massive $100 billion investment portfolio, with holdings of public companies including Walmart, Microsoft, and Apple.

The United States to Provide $85 million for Humanitarian Needs for the Türkiye and Syria Earthquakes Response. Kraken to pay $30 Million to Settle SEC Charges. New FTC Data Reveals Top Lies Told by Romance Scammers. DOE Launches Foundation for Energy Security and Innovation.

Justice Department, Security and Exchange Commission SEC charged eight men of using social media clout to manipulate investors in stock pump-and-dump scheme. Defendants allegedly posed as seasoned stock traders on Twitter and Discord and fed followers misinformation.

SEC announced charges against eight social media influencers in $100 million securities fraud scheme. Seven defendants claimed they were successful traders, amassed social media following of hundreds of thousands, allegedly engaging in pump-and-dump scheme.