SEC Adopts Amendments To Electronic Recordkeeping Requirements For Broker-Dealers And Security-Based Swap Entities - Securities
On October 12, 2022, the SEC adopted amendments to the electronic recordkeeping requirements under SEC Rule 17a-4, applicable to broker-dealers, as well as SEC Rule 18a-6,...
Exchange Commission Exchange Act Release No More Technology Amended Rules Specifically Address Cloud Exchange Act
Source: mondaq.com