FINRA Amendments and Updates for Feb
Friday, February 5, 2021 FINRA Modifies TRACE Dissemination Protocols for Specified Pool Transactions On February 2, the Financial Industry Regulatory Authority (FINRA) issued a regulatory notice (Regulatory Notice 21-02) on modifications to its Trade Reporting and Compliance Engine (TRACE) dissemination protocols applicable to agency pass-through mortgage-backed securities and Small Business Administration (SBA)-backed asset-backed securities traded in specified pool transactions. FI...
Financial Industry Regulatory Authority Small Business Administration Specified Pool Regulatory Notice Trade Reporting Compliance Engine
Source: natlawreview.com