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FINRA Kicks Off the Holiday Season With a Proposal to Permit the Use of Some Projections and Targeted Returns | Goodwin

December 11, 2023

FINRA has offered a gift to member firms and fund managers just in time for the holiday season — but like a new puppy, the gift comes with a lot of responsibility. FINRA filed a...

Limitation On Communications Investment Company Investment Company Act Communications Provided Supplemental Material Projected Performance

Source: jdsupra.com

Just Off-Target: FINRA Proposal on Projections and Targeted Returns | Dechert LLP

December 8, 2023

The Proposed Amendments would permit FINRA members to include targeted returns or projected performance solely if the communication is either: (i) an “institutional communication” as...

Yukako Kawata Dec Edwardp Macdonald Investment Company Hartford Funds Distributors Exchange Commission Efficiencies For Fund Managers In Most

Source: jdsupra.com

Invesco closes former flagship Global Targeted Returns fund

October 2, 2023

Wealth manager Invesco has decided to ditch its underperforming Global Targeted Returns fund. The firm said it took the “difficult decision” after a strategic review of the once flagship fund which has been performing poorly.

Sebastian Mackay David Millar Georgina Taylor Dave Jubb Richard Batty Gwilym Satchell

Source: moneymarketing.co.uk

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Targeted Returns News Today

FINRA Kicks Off the Holiday Season With a Proposal to Permit the Use of Some Projections and Targeted Returns | Goodwin

Just Off-Target: FINRA Proposal on Projections and Targeted Returns | Dechert LLP

Invesco closes former flagship Global Targeted Returns fund

Explore More Categories