APILayer and Pieces Launch API Partnership
/PRNewswire/ -- APILayer, owned by Austin-based B2B software company Idera. Inc., announced a joint go-to-market partnership with Pieces to bring developers...
Source: prnewswire.com
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APILayer and Pieces Launch API Partnership
/PRNewswire/ -- APILayer, owned by Austin-based B2B software company Idera. Inc., announced a joint go-to-market partnership with Pieces to bring developers...
Source: prnewswire.com
Ropes & Gray's Investment Management Update December 2021 – January 2022 - Finance and Banking
On January 26, 2022, the SEC issued a release proposing amendments to Form PF (the "Proposal").
Source: mondaq.com
Form CRS Disclosure Improvements Requested
The SEC’s Standards of Conduct Implementation Committee issued a statement following a review of Form CRS relationship summaries filed with the SEC by a cross-section of broker-dealers and investment advisers and the firms’ compliance with Form CRS requirements.
Standards Of Conduct Implementation Committee Relationship Summaries On Firm Websites Conduct Implementation Committee Technical Language Disciplinary History Prominently Displaying Relationship Summaries
Source: natlawreview.com
SEC Staff Statement Regarding Form CRS Disclosures - Standards Of Conduct Implementation Committee
<p><span>Form CRS is a brief relationship summary designed to help retail investors make informed choices regarding what type of relationship&mdash;brokerage, investment advisory, or a combination of both&mdash;best suits a retail investor&rsquo;s particular circumstances and investment objectives. SEC-registered broker-dealers and investment advisers (each, a &ldquo;firm&rdquo;) offering services to retail investors must file with the Commission and provide to re...
Investment Authority Investment Offerings Division Of Examinations Many Of The Committee Standards Of Conduct Implementation Committee The Relationship Summary On Firm Website
Source: mondovisione.com