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March 7, 2023
The U.S. SEC will not be able to fine Voyager executives who issue bankruptcy tokens to impacted Voyager account holders, according to the bankruptcy court overhearing Voyager’s restructuring plan.
February 23, 2023
Binance has been facing troubles on all fronts ranging from users to regulators, for the last few days. And if that was not enough, the world’s bigges
December 22, 2022
The Securities and Exchange Commission today charged Caroline Ellison, the former CEO of Alameda Research, and Zixiao (Gary) Wang, the former Chief Technology Officer of FTX Trading Ltd. (FTX), for their roles in a multiyear scheme to defraud equity investors in FTX, the crypto trading platform co-founded by Samuel Bankman-Fried and Wang. Investigations into other securities law violations and into other entities and persons relating to the alleged misconduct are ongoing.
October 14, 2022
The Securities and Exchange Commission announced Oct. 13 it charged NRIA and four of its former executives with running a Ponzi-like scheme.
April 29, 2022
The Securities and Exchange Commission today charged publicly-traded asset manager Medley Management and its former co-CEOs, Brook B. Taube and Seth B. Taube, with making misrepresentations to investors and clients that created the illusion of Medley’s likely future growth.
April 28, 2022
<p><span>The Securities and Exchange Commission today charged publicly-traded asset manager Medley Management and its former co-CEOs, Brook B. Taube and Seth B. Taube, with making misrepresentations to investors and clients that created the illusion of Medley&rsquo;s likely future growth. The respondents have agreed to settle the SEC&rsquo;s charges and will collectively pay $10 million in civil penalties.</span></p>
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