Criminal indictment of Executive Chairman and parallel civil charges show Feds' willingness to challenge Rule 10b5-1 trading plans | Bryan Cave Leighton Paisner
The Justice Department recently indicted the Executive Chairman of Ontrak, Inc. alleging that he failed the “clean hands” requirement because he had been aware of material nonpublic...
Justice Department Ontrak Inc Executive Chairman Fraud Section Material Nonpublic Information Titan Section
Source: jdsupra.com