Page 2 - Trade Reporting News Today

The Securities and Exchange Commission (SEC) recently adopted amendments to SEC Rule 15b9-1 that will require virtually every broker-dealer to become a Financial Industry...

The Securities and Exchange Commission (SEC) recently adopted amendments to SEC Rule 15b9-1 that will require virtually every broker-dealer to become a Financial Industry Regulatory...

SRO renews Maureen Jensen's board term for three years

This stock has been a great growth story.

<p><span>Good afternoon. I’m pleased to be back for what I’m told is the fifth time speaking before the International Swaps and Derivatives Association (ISDA). As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff.</span></p>

<p><span>The U.S. Department of the Treasury is offering $96 billion of Treasury securities to refund approximately $67.1 billion of privately-held Treasury notes and bonds maturing on February 15, 2023.  This issuance will raise new cash from private investors of approximately $28.9 billion. </span></p>

<p><span>Thank you. It’s good to be here for the eighth annual U.S. Treasury Market Conference. Thank you to the conference organizers and my colleagues across the Inter-Agency Working Group on Treasury Market Surveillance (IAWG) for putting it together and issuing the latest IAWG report.</span></p>

<h3>INTRODUCTION</h3>
<p>Good morning. It is great to be back in person at this conference. I would like to begin by thanking our colleagues in the Inter-Agency Working Group on Treasury Market Surveillance (IAWG) for co-hosting this conference. The collaboration between IAWG members has been tremendously important as we prioritize efforts to strengthen the resilience of the Treasury market.  The feedback from many of you to implement those priorities...

Almost all proprietary trading firms that are currently registered as broker-dealers with the Securities and Exchange Commission (SEC) would likely be required to join the Financial...

As part of its Transparency Services improvement initiatives, beginning in December 2022, FINRA will re- platform the OTC Reporting Facility (ORF) to a new Linux-based operating system . These changes will be implemented in addition to the Trade Data Dissemination Service (TDDS) protocol changes FINRA previously announced.