Page 4 - Trade Reporting News Today

We have compiled the following chronology table which serves as a quick reference point to track the circulars and guidance published by HK financial services regulators in relation to COVID-19. We will update the table regularly. Kindly note that the table is not intended to capture all regulatory...

We have compiled the following chronology table which serves as a quick reference point to track the circulars and guidance published by HK financial services regulators in relation to COVID-19. We will update the table regularly. Kindly note that the table is not intended to capture all regulatory...

Gensler spoke on the importance of reforming fixed income markets, while providing recommendations to increase transparency, modernise platforms and enhance financial resilience.

The wirehouses respectively ran afoul of requirements related to two industry recordkeeping systems over roughly three years, according to FINRA.

<p><span>Thank you. It’s good to be with City Week again. As is customary, I’d like to note that my views are my own, and I am not speaking on behalf of the Commission or SEC staff.</span></p>

U.S. Securities and Exchange Commission Chair Gary Gensler on Tuesday floated the idea of speeding up the reporting deadlines of certain bond trades to one minute, among several ideas aimed at making the nation's vast fixed-income market more visible and up to date.

The U.K.’s policy approach to regulating secondary markets and investment firms, now that the U.K. has left the EU, has been confirmed by the government. Last year, HM Treasury...

Despite the significant increase in fines, the number of cases with very large fines decreased slightly in 2021.

SEC recently issued proposed amendments to the Securities Exchange Act that would significantly broaden the definition of exchange for purposes of regulation under the Exchange Act. The Proposed Rule covers platforms for asset classes that bring together buyers and sellers.

(Bloomberg) -- Staring at a meme stock craze that shows few signs of abating, Wall Street is still wrestling with how to trade it.Many traders scroll through Reddit blogs that cheer on day traders to suss out the next big thing. Others obsessively track Stocktwits citations. There are even firms hiring WallStreetBets veterans to get inside the heads of the people who call themselves apes with diamond hands.The stakes are high. Meme stocks like AMC Entertainment Holdings Inc. and GameStop Corp. h