Ule 144a News Today

WisdomTree, Inc. (NYSE: WT) (“WisdomTree”), a global financial innovator, today announced its intention to offer, subject to market conditions and other factors, $130.0 million aggregate principal amount of its convertible senior notes due 2028 (the “notes”) in a private offering (the “offering”) to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).

SEC Division of Trading and Markets issued no-action letter yesterday that removes requirement that Rule 144A information be made publicly available prior to broker-dealer publishing a quotation or submitting a quotation for publication on a fixed income Rule 144A security.