Thursday, February 18, 2021
On Feb. 1, 2021, the Financial Regulatory Authority (FINRA) released its 2021 Report on FINRA’s Examination and Risk Monitoring Program (Report), in which it identifies its areas of examination focus for FINRA member firms (Firms) in 2021. The Report replaces the prior format for examination focus, the Risk Monitoring and Examination Program Priorities Letter. In the introduction to the Report, FINRA acknowledges the ongoing COVID-19 pandemic, its regulatory notice in response, and the challenges Firms have faced in response. The report stresses, however, that while FINRA has been in contact with firms throughout the pandemic, it is not ready to address any specific COVID-19-related issues and that such issues will be covered in a future publication.
The Federal Board of Revenue (FBR) has directed the jeweler's community to ensure enhanced due diligence of customers, who are Politically-exposed persons
Corgentum Consulting Launches Cryptocurrency Compliance, Operations And Risk Management Solution Suite
Services allow investors and crypto asset managers to implement institutional best practices
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NEW YORK, Feb. 5, 2021 /PRNewswire/ Corgentum Consulting, a leading provider of operational due diligence reviews and background investigations, announced today the launch of a new suite of compliance, operations and risk products to support cryptocurrency investors and asset managers in digital currency investment strategies. These new services will complement Corgentum s already industry leading alternative investment operational due diligence (ODD) and investigative offerings.
With the explosive growth of virtual currencies Bitcoin (BTC) and digital tokens such as Etherium (ETH) institutional investors and funds are rapidly putting more assets to work across the entire digital asset spectrum. Corgentum s new products will of
iSignthis Ltd (ASX:ISX) (FRA:TA8) and its subsidiaries are pleased to present their 7th consecutive, positive, quarterly cash flow from operating activities.
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LEHI, Utah, Jan. 28, 2021 /PRNewswire/ Leading anti-money laundering (AML) and ID fraud specialist SmartSearch U.S. is launching enhanced protection for businesses, in light of the latest AML legislation to pass through Congress on January 1
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The RegTech experts say its digital fraud checks with data referencing and triangulation will give firms the confidence that they are compliant with the new raft of AML regulation, as well as protecting against potential fraud.
Chad Rawlings, national sales director at SmartSearch U.S., says the enhancements have been made in response to the rising threat of money laundering and financial fraud due to the ongoing coronavirus crisis.