Disciplinary body missing 'essential component' : vimarsana.

Disciplinary body missing 'essential component'


Disciplinary body missing ‘essential component’
Disciplinary body missing ‘essential component’
An industry body has said the government’s proposed “single” disciplinary body is in fact a duplication of the existing authorisation process, and should be amended to make advisers more individually accountable.
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Responding to the government’s draft legislation around the disciplinary body, the FPA suggested the current proposal may be a missed opportunity to move towards individual registration of advisers, as the responsibility for maintaining registrations still lays with the licensee.
“A financial planner’s registration should follow them throughout their career and be a valued symbol of their professional status and commitment to uphold professional values,” FPA chief executive Dante De Gori said.

Related Keywords

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