Live Breaking News & Updates on Financial adviser register

Stay updated with breaking news from Financial adviser register. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.

Candidate spike to prompt surge of new entrants

With the highest number of candidates in a year sitting the latest financial advice exam, a surge of new entrants are expected in the coming weeks.

Industry-super-holdings , Investment-services , Centrepoint-alliance , Wt-financial-group , Financial-adviser-register , Professional-investment-services , Merit-wealth , Capstone-financial ,

Thousands of advisers risking career without new ASIC registration

Almost 6,000 financial advisers have just two weeks to register with ASIC if they wish to continue to provide advice with the FAAA warning “a lot is at stake” if they remain unregistered.

Australia , Sarah-abood , Financial-sector-reform-hayne-royal-commission-response , Royal-commission , Financial-services-industry , Financial-advice-association-australia , Treasury-laws-amendment , Tax-practitioners-board , Advice-association-australia , Financial-adviser-register , Financial-sector-reform , Hayne-royal-commission-response

FSCP issues slap on the wrist to adviser

The Financial Services and Credit Panel reprimanded a financial adviser who inadequately assessed the consequences of rolling over superannuation and life insurance cover, labelled the panel's least serious disciplinary action yet.

Michael-miller , Credit-panel , Financial-services , Corporations-act , Capital-advisory , Financial-adviser-register ,

Perth adviser found guilty of 36 counts of stealing

A financial adviser has been found guilty by the District Court of Western Australia of stealing from clients.

Perth , Western-australia , Australia , Sydney , New-south-wales , Australian , Sportsbet-beteasy , Gavin-fineff , Mark-sebo , District-court , Betfair , Australia-police

Perth adviser faces court for allegedly stealing $1m from clients

A Western Australian financial adviser is on trial for allegedly stealing $1 million from the superannuation accounts of eight clients to fund his gambling habit.

Australia , Sydney , New-south-wales , Perth , Western-australia , Australian , Mark-sebo , Paul-usher , Gavin-fineff , Sportsbet-beteasy , Betfair , Murdoch-university

FSCP fully operational and will address 'less serious' misconduct: ASIC

Leah Sciacca, ASIC senior executive for financial advisers, has outlined some of the activities of the Financial Services and Credit Panel, which commenced operations last year.

Australia , Sydney , New-south-wales , Australian , Leah-sciacca , Financial-services , Investments-commission , Financial-sector-reform-hayne-royal-commission-response , Ethics-authority , Credit-panel , Australian-securities , Financial-sector-reform

'Less serious' misconduct will draw FSCP hearing - Professional Planner

Matters of less serious misconduct may still require a hearing in front of the Financial Services and Credit Panel, according to ASIC.

Australia , Sydney , New-south-wales , Australian , Leah-sciacca , Financial-services , Roadshow , Credit-panel , Financial-services-stephen-jones , Australian-business-registry-service , Financial-adviser-register , Better-advice-act

Are you experienced? - Professional Planner

Are you experienced? - Professional Planner
professionalplanner.com.au - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from professionalplanner.com.au Daily Mail and Mail on Sunday newspapers.

Phil-anderson , Sarah-abood , Financial-adviser-register ,

Adviser movements 'stable' for first time in years

The adviser market looks to have evened out, with adviser declines continuing to slow. According to Wealth Data, there was a net loss of 13 advisers for the week ending 2 March, with the total numbe

Colin-williams , Keith-ford , Wt-financial-group , Sequoia-group , Industry-super-holdings , Avanti-group , Morgans-group , Paradigm-group , Wealth-data , Financial-advice-register , Financial-adviser-register , Patrick-nalty

Adviser market shows signs of stabilisation

The adviser market seemed to be stabilising for the first time in many years, with no new licensees commencing or closing in the week to 2 March.

Australia , Australian , Colin-williams , Wt-financial-group , Industry-super-holdings , Investments-commission , Centrepoint-group , Morgans-group , Wealth-data , Peninsula-wealth , Sambe-investments , Australian-securities