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ASIC reminds licensees of ongoing registration obligations

ASIC has reminded advisers that their registration requirements are an ongoing obligation, having met the first deadline on 16 February, and highlighted when a registration may cease. ....

Financial Services , Financial Services Industry , Credit Panel , Royal Commission , Financial Sector Reform Hayne Royal Commission Response , Financial Sector Reform , Hayne Royal Commission Response , Better Advice , Financial Advisers , Information Sheet ,

Advisers urged to check ASIC registration status

Despite the February 1 deadline fast approaching, the Financial Advice Association Australia (FAAA) says there s close to 6000 financial advisers who are still not registered with ASIC. ....

Sarah Abood , Financial Sector Reform Hayne Royal Commission Response , Financial Advice Association Australia , Financial Sector Reform , Hayne Royal Commission Response , Financial Advisers , Tax Practitioners Board ,

ASIC Urges AFS Licensees To Register Their Financial Advisers And Provides A Short Extension To Facilitate Compliance

ASIC Urges AFS Licensees To Register Their Financial Advisers And Provides A Short Extension To Facilitate Compliance
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Alan Kirkland , Financial Services Industry , Royal Commission , Financial Sector Reform Hayne Royal Commission Response , Relevant Providers , Financial Sector Reform , Hayne Royal Commission Response , Better Advice , Financial Services , Relevant Provider , Financial Advisers Register , Information Sheets , Making Declarations ,

Thousands of advisers risking career without new ASIC registration

Almost 6,000 financial advisers have just two weeks to register with ASIC if they wish to continue to provide advice with the FAAA warning “a lot is at stake” if they remain unregistered. ....

Sarah Abood , Financial Sector Reform Hayne Royal Commission Response , Royal Commission , Financial Services Industry , Financial Advice Association Australia , Treasury Laws Amendment , Tax Practitioners Board , Advice Association Australia , Financial Adviser Register , Financial Sector Reform , Hayne Royal Commission Response , Better Advice , Financial Services , Money Management ,

6k advisers face risk of being unable to provide advice, warns FAAA

The FAAA has cautioned that some 6,000 advisers are yet to register with ASIC under a new obligation. In a statement on Wednesday, the Financial Advice Association Australia (FAAA) said nearly 6,000 f ....

Sarah Abood , Financial Sector Reform Hayne Royal Commission Response , Financial Sector Reform , Hayne Royal Commission Response , Better Advice , Tax Practitioners Board , Financial Adviser , Information Sheet ,