FCA publishes its Second Consultation on the Implementation

FCA publishes its Second Consultation on the Implementation of the UK Investment Firms Prudential Regime | Proskauer Rose LLP


On 19 April 2021, the Financial Conduct Authority (“
FCA”) published the second out of three consultation papers on the implementation of the Investment Firms Prudential Regime (“
IFPR”) (CP21/7). The IFPR is a new UK prudential regime for investment firms authorised under the Markets in Financial Instruments Directive (EU/2014/65) (“
MiFID”) and will come into force from 1 January 2022. For further details about the new prudential regime in general, please refer to our update from June 2020. We also included a summary of the key points from the FCA’s first consultation in our update from December 2020.
In its second consultation, the FCA is seeking views on the following areas:

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