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Finra arbitrators order expelled brokerage to pay $3.2M for excessive trading : vimarsana.com
Finra arbitrators order expelled brokerage to pay $3.2M for excessive trading : vimarsana.com
Finra arbitrators order expelled brokerage to pay $3.2M for excessive trading
Finra arbitrators ordered SW Financial, an expelled brokerage, to pay $3.2 million because it had churned his portfolio.
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