vimarsana.com
Home
Live Updates
Just Off-Target: FINRA Proposal on Projections and Targeted
Just Off-Target: FINRA Proposal on Projections and Targeted
Just Off-Target: FINRA Proposal on Projections and Targeted Returns | Dechert LLP
The Proposed Amendments would permit FINRA members to include targeted returns or projected performance solely if the communication is either: (i) an “institutional communication” as...
Related Keywords
Yukako Kawata Dec ,
Edwardp Macdonald ,
,
Investment Company ,
Hartford Funds Distributors ,
Exchange Commission ,
Efficiencies For Fund Managers In Most ,
Financial Industry Regulatory Authority Inc ,
Fund Adviser ,
Fund Advisers ,
Financial Industry Regulatory Authority ,
Proposed Amendments ,
Investment Advisers Act ,
Marketing Rule ,
Investment Company Act ,
Disclosure Regarding Hypothetical ,
Disclosure Regarding Assumptions ,
Supplementary Material ,
Targeted Returns ,
Projected Returns ,
Proposed Rules ,
Global Investment Performance Standards ,
Extracted Performance Also Remains ,
Private Fund Adviser Rules ,
Institutional Investors ,
Fund Managers ,
Agents Must Establish ,
Investment Adviser Marketing ,
Registered Investment Adviser Compliance Reviews ,
Yukako Kawata ,