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FINRA has offered a gift to member firms and fund managers just in time for the holiday season — but like a new puppy, the gift comes with a lot of responsibility. FINRA filed a...
The Proposed Amendments would permit FINRA members to include targeted returns or projected performance solely if the communication is either: (i) an “institutional communication” as...
Wealth manager Invesco has decided to ditch its underperforming Global Targeted Returns fund. The firm said it took the “difficult decision” after a strategic review of the once flagship fund which has been performing poorly.