New Marketing Rule Under The Investment Advisers Act - Compl

On November 4, all registered investment advisers will be required to be in compliance with the U.S. Securities and Exchange Commission's (SEC) new Marketing Rule,[1] promulgated under the Investment Advisers Act of 1940.

Related Keywords

Scott Gluck , Nanettec Heide , Michaelc Hardy , Davida Sussman , Investment Funds Group , Corporate Practice Group , Marketing Rule , Investment Advisers Act , Advertising Rule , Solicitation Rule , Prescriptive Rules , Cash Solicitation Rule , What Should You Be Doing , Private Investment Funds Group , Adviser Marketing , Advisers Act , Exempt Reporting Advisers , Reporting Advisers , Investment Advisers , Mondaq , New Marketing Rule Under The Investment Advisers Act Compliance Date Is Approaching , Corporate Commercial Law , Compliance , Securities , Finance And Banking , Financial Services , Media , Elecoms , It , Entertainment , Advertising , Arketing Amp Branding , ,