Trading Venue Perimeter: Whose Interest Being Protected Unde

Trading Venue Perimeter: Whose Interest Being Protected Under ATS Reform? By Kelvin To, Founder And President, Data Boiler Technologies

<p><span>Do market participants need better ability to evaluate potential conflicts of interest of multilateral trading venues? No. Market participants are not &ldquo;Cops&rdquo; to regulate trading venues, the Securities and Exchange Commission (SEC) is. The public relies on market regulators and Self-Regulatory Organizations (SROs) to assure that they are not scammed in the&nbsp;</span><b>open market</b><span>. Such a market is called the Exchange. Otherwise, civilians are left with reading all the &ldquo;small print&rdquo; (Form ATS, ATS-N, ATS-R, ATS-G and other enhanced disclosures) on their own and taking risk engaging with a trading partner or counterparties. These are called&nbsp;</span><b>bilateral deals or multilateral trade agreements</b><span>. The trade terms and corresponding recordkeeping are subject to privacy protection. Regulators should refrain from intervening legitimate private practices.</span></p>

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