SEC Tightens Fund Naming Rules | Chief Investment Officer
The new rule applies an 80% investment policy that extends far wider than just ESG funds.
Source: ai-cio.com
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SEC expands rule to ensure fund portfolios match their names
The SEC voted to expand the scope of a rule meant to insure that funds' portfolios line up with the strategies suggested by fund names.
Source: investmentnews.com
Abigail P. Hemnes Investment Management Lawyer K&L Gates Boston, MA
Abigail P. Hemnes Investment Management Attorney K&L Gates including new product launches, disclosure matters, proxy issues, mergers, reorganizations, establishment, registration, and operation of retail and institutional fund products.
Source: natlawreview.com
Abigail P. Hemnes Investment Management Lawyer K&L Gates Boston, MA
Abigail P. Hemnes Investment Management Attorney K&L Gates including new product launches, disclosure matters, proxy issues, mergers, reorganizations, establishment, registration, and operation of retail and institutional fund products.
Source: natlawreview.com