US Asset Management Regulatory Year in Review 2023
It is a dramatic understatement to describe 2023 as a busy year in the United States for asset management regulation. With 24 rules adopted and 18…
Source: lexology.com
Names Rule News Today : Breaking News, Live Updates & Top Stories | Vimarsana
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Five Recent Developments Family Offices Are Watching in 2024 | Morgan Lewis
Although family offices have long been exempt from many of the more onerous regulations and reporting requirements governing US investment advisors and asset managers, recent amendments...
Source: jdsupra.com
SEC Expands Scope of Fund "Names Rule"
The Securities and Exchange Commission recently adopted significant changes to Rule 35d-1 under the Investment Company Act of 1940 (Names Rule), as…
Source: lexology.com
SEC Expands Scope of Fund "Names Rule" | Dechert LLP
The Securities and Exchange Commission recently adopted significant changes to Rule 35d-1 under the Investment Company Act of 1940 (Names Rule), as well as certain forms and disclosure...
Source: jdsupra.com
The Dramatic Downfall of ESG Investing
Investors are pulling back from sustainable funds due to a combination of high interest rates, poor returns, political backlash, and tighter regulations, leading to significant outflows and closures of green energy funds.
Source: oilprice.com