Page 8 - Act Rule News Today : Breaking News, Live Updates & Top Stories | Vimarsana

<p><span>Today, the Commission announced a $35 million settlement with Activision Blizzard Inc. (&ldquo;Activision Blizzard&rdquo;).</span><span>&nbsp;The Commission alleges no fraud, misrepresentations, omissions, or investor harm. The settled enforcement action comes in the wake of public reports of rampant workplace misconduct at Activision Blizzard, which the Commission believes was not adequately tracked and reported to the people within the company responsible for SEC disclosures. The Commission also charged Activision Blizzard with &ldquo;undermin...

If adopted, the proposal would prohibit transactions that allow asset-backed issuers to benefit from an adverse event affecting the security.

Every year the Financial Institution Regulatory Authority (FINRA) issues its “Report on FINRA’s Examination and Risk Monitoring Program.” The Report covers issues noted during the prior...

Editor’s note: This is an updated version of our September 22, 2020, client alert. It includes new rules and staff guidance. U.S. Securities and Exchange Commission...

Public companies need to consider recent developments when preparing for the 2023 proxy and annual reporting season. We summarize key regulatory developments, recent guidance, important...