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SEC Proposes Sweeping New Regulatory and Enforcement Regime for Private Funds and Private Market Participants | Quinn Emanuel Urquhart & Sullivan, LLP - Vimarsana News

SEC Proposes Sweeping New Regulatory and Enforcement Regime for Private Funds and Private Market Participants | Quinn Emanuel Urquhart & Sullivan, LLP

Over a two week period at the end of January and beginning of February, the U.S. Securities and Exchange Commission (“SEC” or “Commission”) proposed new rules and rule amendments that...

SEC Proposes New Rule on Investment Advisors' Disclosures and Compliance | Vinson & Elkins LLP - Vimarsana News

SEC Proposes New Rule on Investment Advisors' Disclosures and Compliance | Vinson & Elkins LLP

The Securities and Exchange Commission’s (the “SEC”) escalating focus on investment advisor compliance is continuing into 2022. In 2021, the SEC brought 159 enforcement actions against...

SEC's Proposed Private Fund Reforms - Finance and Banking - Vimarsana News

SEC's Proposed Private Fund Reforms - Finance and Banking

The SEC recently released proposed private fund reforms. These rules and amendments are only proposed at this point and are subject to public review and comment.

Source: mondaq.com