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SEC Rulemaking 2023 - An Overview | Harris Beach PLLC

In 2023, the Securities and Exchange Commission (SEC) continued its trend of recent years of robust and significant rulemaking that affects the range of players in the securities. ....

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Need to Know: SEC's New Private Fund Rules | Goulston & Storrs PC

The Securities and Exchange Commission (“SEC”) recently adopted sweeping new rules (the “Rules”) under the Investment Advisers Act of 1940 (the “Advisers Act”) that include significant. ....

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Regulatory Update and Recent SEC Actions October 2023

Regulatory Update and Recent SEC Actions October 2023
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SEC Finalizes Rules for Private Fund Advisers

SEC Finalizes Rules for Private Fund Advisers
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SEC Adopts Private Fund Adviser Reforms | Miller & Martin PLLC

On August 23, 2023, the Securities and Exchange Commission (the “SEC”) adopted new rules and rule amendments (collectively, the “Rules”) under the Investment Advisers Act of 1940, as. ....

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