CFP Board Imposes Public Sanctions on 16 Individuals
/PRNewswire/ -- Certified Financial Planner Board of Standards, Inc. (CFP Board) announced today public sanctions against 16 current or former CFP®...
Source: prnewswire.com
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Lancaster area investment firm ordered to pay more than $2 million
The payment includes fines, repayments and interest for failing to make disclosures to mutual fund clients.
Source: lancasteronline.com
Lancaster area investment firm ordered to pay more than $2 million in fines
The payment includes fines, repayments and interest for failing to make disclosures to mutual fund clients.
Source: lancasteronline.com
Lancaster County investment adviser firm loses fight against SEC
Ambassador Advisors was one of a few firms that challenged the SEC initiative that it said was creating new regulation without following the formal rulemaking process.
Source: lancasteronline.com
Lancaster County investment advisor firm loses fight against SEC
Ambassador Advisors was one of a few firms that challenged the SEC initiative that it said was creating new regulation without following the formal rulemaking process.
Source: lancasteronline.com