Katten Financial Markets And Funds Quick Take - Financial Services
The Securities and Exchange Commission (SEC) has adopted amendments requiring investment advisers, institutional investment managers and other entities...
Source: mondaq.com
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Private Fund Rule Amendments Proposed by SEC
On February 9, the SEC proposed five sweeping new rules governing private funds. Some of the proposals would apply only to advisers who are registered or required to be registered; other proposals would apply to all advisers, even those exempt from registration.
Source: natlawreview.com
Katten Draws New Capital Markets Partner Focused on Business Development Companies and Closed-End Funds
Share this article Share this article WASHINGTON, April 21, 2021 /PRNewswire/ -- Katten announced today that Vlad M. Bulkin will join the firm's Investment Management and Funds practice in Washington, DC, building out Katten capabilities on the capital markets side as well as its work with business development companies (BDCs) and registered closed-end funds (CEFs). Vlad M. Bulkin is a partner in Katten's Financial Markets and Funds department. Bulkin handles all aspects of legal counsel in these areas, including formation, ongoing compliance and capital-raising activities of BDCs and CEFs. ...
Source: prnewswire.com