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Miami RIA execs to pay $6m to settle SEC fraud charges

Ramiro Sugranes and Lina Maria Garcia, the heads of Miami firm UCB Financial Advisers, have reached an agreement with the US regulator to settle charges they ran an alleged ‘cherry-picking’ scheme, which defrauded their clients of millions. ....

United States , Lina Maria Garcia , Mark David Hunter , Hunter Taubman Fischer Li , Ramiro Sugranes , Exchange Commission , Apollo Bank , David Hunter , Hunter Taubman Fischer , Insigneo Securities , Pershing Securities ,