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SEC Adopts Amendments To Fund Names Rule - Fund Finance

On September 20, 2023, the Securities and Exchange Commission (the "SEC") voted to adopt final amendments to modernize Rule 35d-1 of the Investment Company Act of 1940, as amended (the "1940 Act"). ....

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SEC Adopts Amendments to Fund Names Rule | Proskauer Rose LLP

On September 20, 2023, the Securities and Exchange Commission (the “SEC”) voted to adopt final amendments to modernize Rule 35d-1 of the Investment Company Act of 1940, as amended (the. ....

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SEC Adopts Rule Enhancements to Prevent Misleading or Deceptive Investment Fund Names | Goodwin

On September 20, 2023, the US Securities and Exchange Commission (the “SEC”) voted, by a 4-1 vote, to adopt certain amendments (the “final rule” or the “amendments”) to Rule 35d-1 (the. ....

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What's in a Name? SEC Proposes Amendment to Names Rule for Investment Companies | Kilpatrick Townsend & Stockton LLP

On May 25, 2022, the Securities and Exchange Commission (the “SEC”) announced proposed amendments (the “Proposal”) to Rule 35d-1 under the Investment Company Act of 1940 (the “Names. ....

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SEC Proposes Significant Amendments To The Fund Names Rule - Commodities/Derivatives/Stock Exchanges

On May 25, 2022, the U.S. Securities and Exchange Commission (SEC) proposed significant amendments seeking to enhance Rule 35d-1 under the Investment Company Act of 1940 (the 1940 Act), . ....

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