Live Breaking News & Updates on Authorisation Division

Stay updated with breaking news from Authorisation division. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.

UK Gov Seeks Higher Scientific Officer for Supply Team

UK Gov Seeks Higher Scientific Officer for Supply Team
miragenews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from miragenews.com Daily Mail and Mail on Sunday newspapers.

United Kingdom , Authorisations Division , Authorisation Division , Civil Service Jobs , Scientific Officer , Higher Scientific Officer , Supply Team , Service Jobs ,

Funds and asset management regulatory news, January 2021 | Hogan Lovells


To embed, copy and paste the code into your website or blog:
Selected regulatory updates of interest to the funds and asset management sector. Among other things, this edition reports on adding a sub-fund under the UK FCA TMPR and amending a recognised EEA UCITS.
Contents
Amending a recognised EEA UCITS: FCA notification form
Connaught Income Fund Series 1: Report of the independent review into FCA and FCA response
London Capital & Finance: Report on independent investigation and FCA response
EU UCITS: ESMA launches common supervisory action with NCAs on supervision of costs and fees
TMPR: FCA update on adding new sub-fund to umbrella scheme ....

United Kingdom , City Of , Dame Elizabeth Gloster , Hogan Lovells , Nikhil Rathi , Raj Parker , United Kingdom Financial Conduct Authority , Authorisation Division , Connaught Income Fund Series , Financial Services , Financial Services Authority , Income Fund Series , Collective Investment Schemes , Markets Act , London Capital , Executive Directors , European Securities , Markets Authority , Efficient Portfolio Management , ஒன்றுபட்டது கிஂக்டம் , நகரம் ஆஃப் , டேம் எலிசபெத் குளோஸ்டர் , ஹோகன் லவ்ல்ஸ் , நிகில் ரதி , ராஜ் பார்க்கர் , ஒன்றுபட்டது கிஂக்டம் நிதி நடத்தை அதிகாரம் ,

UK Financial Conduct Authority Responds To Independent Reviews Into Its Regulation Of London Capital & Finance And Connaught


UK Financial Conduct Authority Responds To Independent Reviews Into Its Regulation Of London Capital & Finance And Connaught
Date
17/12/2020
The FCA has today responded to the independent reviews of its regulation of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught).
The reviews, undertaken by Dame Elizabeth Gloster and Raj Parker respectively, are now available – The LCF Review  and The Connaught Review.
The FCA has accepted the nine recommendations addressed solely to the FCA in the LCF Review and the five lessons identified by the Connaught Review.
The LCF Review
The LCF Review has assessed the FCA’s actions, policies and approach when regulating LCF between April 2014 and January 2019. ....

United Kingdom , Charles Randell , Dame Elizabeth Gloster , Raj Parker , Nikhil Rathi , Contact Centre , Authorisation Division , Serious Fraud Office , Supervision Division , Blue Gate Capital , Financial Services Compensation Scheme , Capita Financial Managers Limited , Financial Services Authority , Connaught Review , Blue Gate Capital Limited , Chief Executive , Executive Directors , Chief Data , Intelligence Officer , Pension Schemes Bill , Royal Assent , Unregulated Activities , Financial Accounting , Business Model Analysi , Independent Reviewers , Complaints Scheme ,