Malita Investments p l c : Results of Rights Issue
COMPANY ANNOUNCEMENT MALITA INVESTMENTS P.L.C. Results of Rights Issue ...
Source: marketscreener.com
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FSCS declares Gloucestershire advice firm IFS Aegis in default
The Financial Services Compensation Scheme (FSCS) has declared IFS Aegis as failed.
Source: professionaladviser.com
APS Bank closes one of largest-ever local equity public offerings within hours
APS Bank plc closed its Initial Public Offering of shares six hours after it opened on Friday. The bank said the decision to close applications a fortnight ear
Source: timesofmalta.com
New Zealand Financial Markets Authority: Financial Adviser Censured For Code Breaches
<p><span>The Financial Advisers Disciplinary Committee (FADC) has censured an Authorised Financial Adviser (AFA) following a case brought by the FMA. The case related to alleged breaches of the Code of Professional Conduct for Authorised Financial Advisers. The FADC found the AFA breached standards 12 and 15 of the Code, which respectively pertain to keeping information about personalised services for retail clients, and the requirement to have an adequate knowledge of Code, Act, and laws. The FADC granted permanent name suppression to the AFA.</span></p>
Source: mondovisione.com
FADC decision published
Media Advisory 20 January 2021 The Financial Advisers Disciplinary Committee (FADC) has today published its decision regarding a case brought by the FMA....
Source: miragenews.com