Live Breaking News & Updates on Award Relating

<p><span>The Commission today issues a Whistleblower Award Determination based on an enforcement action that led to an Order of the Commission making findings of liability and imposing a civil monetary penalty, among other sanctions.&nbsp;&nbsp;Parallel actions were brought, based on the same misconduct, by:&nbsp;&nbsp;1) a Federal Regulator; and 2) a foreign futures authority (Foreign Regulator).&nbsp;&nbsp;The Commission is approving the Proposed Final Determination of its Claims Review Staff (CRS) that would make an award to Claimant 1 based on the monetary sanctions collected in the Commission&rsquo;s enforcement action, the Federal Regulator&rsquo;s action, and the Foreign Regulator&rsquo;s action.</span></p> ....

United States , Commission Should , Commission Order , Commission Rule , Whistleblower Program Customer Education , Commission Division Of Enforcement , See Commission Order , Office Of Customer Education , Exchange Commission , Commission Customer Protection Fund , Customer Protection Fund , While The Commission , Whistleblower Office , Order Of The Commission , Commodity Exchange Act , Whistleblower Award Determination , Federal Regulator , Foreign Regulator , Proposed Final Determination , Claims Review Staff , Customer Education , Customer Protection , Related Action , Commission Should Exercise , Award Relating , Related Action ,