Navigating the $12m Mercer Financial Advice penalty
Affected clients of Mercer Financial Advice paid over $14 million in inappropriate ongoing fees, as court documents show ASIC pushed for a penalty of $20 million.
Source: moneymanagement.com.au
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Link Administration Holdings Limited Announces Board Changes
Link Administration Holdings Limited announced plans for board renewal and rightsizing following the recent divestments of the Fund Solutions and Banking & Credit Management businesses, and the...
Source: marketscreener.com
Link shakes up board, names super industry veteran
Link Group will reduce the number of positions on its board and has appointed a superannuation industry veteran to refresh the line-up to reflect massive changes to its business model.
Source: financialstandard.com.au
What companies drew ASIC's attention in 2022?
The corporate, markets and financial services regulator has had another busy year. Over the past year, some of Australia’s biggest firms have caught the attention of ASIC for a range of different
Source: ifa.com.au
Australia - Fine-Ancial Misconduct: ASIC Steps Up Penalties Cases To Stamp Out Misconduct.
Australia - Fine-Ancial Misconduct: ASIC Steps Up Penalties Cases To Stamp Out Misconduct. Legal News and Analysis - Australia - Regulatory & Compliance -
Source: conventuslaw.com