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DB transfer specialist returns to trading after 30-month FCA investigation

Published: June 14, 2022

It has taken Holistic Pension Transfer Specialists (HPTS) 30 months to return to unrestricted trading after six of its case files were deemed “unclear” by the Financial Conduct Authority (FCA) in November 2019, the firm revealed.

Source: professionaladviser.com

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United KingdomClare BruceVicky PearceFinancial ServicesMarkets ActFinancial InstrumentsManchester Basedb CompliantClare BruceDicky PearceOlistic Pension Transfer Specialists B CompliantB Specialist